Concept and objectives of supervision
ContentConcept of Supervision
- Supervision is a systematic, ongoing process for increasing the efficiency of health personnel by developing their knowledge, perfecting their skills, improving their attitudes towards their work and increasing their motivation.
- It is one of the most important management functions in an organisation.
- Supervision is also defined as an act of a superior person overseeing the work of the personnel working under him or her. This overseeing means directing, investigating, guiding, helping and advising the subordinates in their performance with the purpose of achieving the established objectives.
- Therefore, it is an extension of training which provides constant observation, monitoring, evaluation and guidance to workers, with the aim of enabling them to perform their activities effectively and efficiently while maintaining the required standards.
Basic Tenets of a Good Supportive Supervisory Process
- Supervision is carried out in direct contact with health personnel.
- It is a two-way communication between supervisors and those being supervised.
- Supervisors are always accountable for the performance of the subordinates under her/his span of control.
- It should not be a fault-finding exercise but a collaborative effort to identify problems and find solutions. Supervisors are to help the workers improve, develop and reinforce knowledge and skills according to their individual learning needs.
- Supportive supervision is provided to health personnel at all levels since they need ongoing support for solving problems and to overcome difficulties.
- Health personnel also need constructive feedback on their performance and continuous encouragement in their work.
- Supportive supervision assists workers to perform in the best possible way to yield the best results in terms of realisation of the organisational goals.
Supportive supervision ensures smooth implementation and continuous programme improvement.
Objectives of Supervision
- To ensure equitable provision of high-quality healthcare services to all sections of society.
- To build capacity of the health staff to implement programme procedures correctly.
- To increase the involvement and commitment of staff at different levels, and to help staff develop their highest potential.
- To plan services cooperatively and to develop coordination to avoid overlapping.
- To develop standards of service and methods of evaluation of personnel and services.
- To assist in problem-solving of the matters concerning personnel, administrative and operational services.
- To provide timely and actionable feedback.
- To assess human resources and their training needs.
- To ensure logistic management as per guidelines.
- To ensure accurate and valid data recording and reporting in Nikshay and other recording systems.
- To interpret policies, objectives and needs of the organisation and to suggest ways and means to improve them.
Resources
- NTEP Training Modules (5-9) for Programme Managers & Medical Officers, 2020.
- Supervision and Monitoring Strategy, RNTCP, 2012.
Assessment
Question
Answer 1
Answer 2
Answer 3
Answer 4
Correct answer
Correct explanation
Page id
Part of Pre-test
Part of Post-test
Which of the following are the basic principles of supervision?
It is an ongoing process.
It involves a co-ownership between supervisors and those supervised.
It is a fault-finding exercise designed to point out the weaknesses in healthcare personnel.
Options 1 and 2
4
Supervision is an ongoing, two-way communication between supervisors and those being supervised. It should not be a fault-finding exercise but a collaborative effort to identify problems and find solutions.
Yes yes Supervisory activities by the DR-TB HIV Coordinator
ContentDistrict Drug-resistant TB (DR-TB) HIV coordinator works as the stakeholder at district level to:
- Coordinate with the diagnostic facility, treatment facility and National TB Elimination Programme (NTEP) field staff of the Peripheral Health Institute (PHI)/ TB Unit (TU) for the diagnosis, treatment initiation and public health action of DR-TB cases as well as supervision and monitoring of data entry, linkage, logistics of all DR-TB cases in the district
- Coordinate and supervise HIV-TB collaborative activities
Facility/ stakeholder to be supervised Frequency DR-TB patient At least once a quarter Diagnostic Centres Once a quarter TU (incl. TU Drug Store) Once a month Nucleic Acid Amplification Testing (NAAT) Lab Once a month District Drug Store (DDS) Once a month District DR-TB Centre (DDR-TBC) As and when a patient comes for drug initiation Treatment Observation Centres Once in every quarter Antiretroviral Therapy (ART) Centre Once a month Separate checklists are available for each facility/stakeholder. Supervisory activities are conducted using a standard checklist.
Field visits are conducted in the district at least 15 days a month.
They should visit:
- All TUs every month
- All DMCs every quarter
- All treatment observation centres in the district once every quarter
- Home visit of DR-TB patient at least once every quarter
Resources
- Guidelines for Programmatic Management of Drug-resistant Tuberculosis in India, NTEP, CTD, MoHFW, GoI, 2021.
- TOR and Need Norms of NTEP Contractual Staff, CTD, NTEP, 2021.
Assessment
Question Option 1 Option2 Option3 Option4 Answer Explanation page id pretest post-test Which of the following is false regarding the DR-TB HIV coordinator? There is one DR TB -HIV coordinator at the district level They coordinate for treatment initiation of DR-TB patient They supervise the pharmacist providing DR-TB drugs They coordinate HIV-TB activities of only DR-TB patients attending the ART centre 4 They coordinate the HIV-TB collaborative activities of all patients attending the ART centre. Supervisory role of the DR-TB HIV Coordinator for DR-TB patients
ContentThe District Drug-resistant TB (DR-TB) HIV coordinator ensures treatment initiation, public health actions, logistics, and follow-up of the patient in coordination with the National TB Elimination Programme (NTEP) staff (STS/ STLS), PHI/ treatment centre and DR-TBC/Nodal DR-TBC.
The DR-TB HIV coordinator receives the information about the newly diagnosed DR-TB patient from the lab and coordinates with the field staff/ medical officer of the concerned area. DR-TB HIV coordinator need to coordinate in
- locating the patient, information disclosure about DR-TB status
- ensure that initial home visit to the patient is done
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arranging for transportation of the patient to the concerned DDR-TBC for pre-treatment evaluation, and treatment initiation
Once the patient reaches the DDR-TBC,
- District DR-TB HIV coordinator facilitates counselling, pre-treatment evaluation, and fast-tracking of reports for treatment initiation.
- DR-TB HIV coordinator maintains a list of treatment providers and helps in identifying the suitably trained treatment provider for the patient
Once the treatment is initiated and the patient is sent home, they will be regularly followed up over the phone.
DR-TB HIV coordinates with the NTEP field staff of the corresponding PHI/TU to:
- Pay home visits to the patient at least quarterly
- Ensure that the contact tracing of the DR-TB patient is done, presumptive TB cases are referred for TB diagnosis and TPT is initiated for those eligible
- Ensure that patient receives DBT, nutritional support and linkage to social welfare schemes
- Screening of comorbidity and appropriate management at the health facility.
- Maintain and update the district-level DR-TB treatment cards and information in Ni-kshay
- Monitor the treatment and give feedback and coordinate proactive reach out to patient for follow-up culture, toxicity monitoring
- Coordinate the information sharing with the difficult-to-treat TB clinic, in case of complicated cases
- They coordinate with DR-TBC for treatment initiation and ADR management when required and sent the treatment card to be maintained at Nodal DR-TBC
- ensure regular post treatment follow-up for 2 years.
Resources
- Guidelines for Programmatic Management of Drug-resistant Tuberculosis in India, NTEP, CTD, MoHFW, GoI, 2021.
- TOR and Need Norms of NTEP Contractual Staff, CTD, NTEP, 2021.
Assessment
Question Option 1 Option 2 Option 3 Option 4 Answer EXPLANATIOM PAGE ID PREREST POSTTEST Which of the following are the roles of the District DR-TB HIV coordinator for DR-TB patients? Treatment initiation Home visit for the patient Ensure regular follow up All of the above 4 Role of the DR-TB HIV Coordinator in diagnostic centres
ContentThe district Drug-resistant TB (DR-TB) HIV coordinator coordinates the diagnosis and treatment of DR-TB patients with the diagnostic facility, treatment facility (District DR-TB Centre (DDR-TBC)) and Peripheral Health Institute (PHI).
Their roles in the National TB Elimination Programme (NTEP) in TB diagnostic facilities are the following:
- Coordinate to ensure that Nucleic Acid Amplification Test (NAAT) and first-line Line Probe Assay (LPA) are done/sent for all diagnosed TB cases
- Coordinate with Senior Treatment Supervisor (STS)/ Senior TB Lab Supervisor (STLS) to ensure that for all DR-TB cases follow-up sputum samples are tested/ sent for testing
- See whether treatment initiation/ necessary actions are taken against the results of all DR-TB cases
- Ensure that diagnosed TB cases are referred for HIV testing
- Ensure that all the data is entered in Ni-kshay and check the accuracy of the data
At the Integrated Counselling and Treatment Centre (ICTC) ensure that the following activities are done in coordination with ICTC staff and NTEP staff.
- Coordinate to see whether the patient referred from NTEP diagnostic facilities has reached ICTC
- Screen all the clients attending the ICTC for symptoms of TB
- Ensure that the presumptive TB cases are referred for TB diagnosis
- Check whether the HIV TB line list and HIV TB registers are updated and the data is entered in Ni-kshay
- Ensure that Isoniazid Preventive Therapy (IPT) is started for all eligible People Living with HIV (PLHIV)
Resources
- Guidelines for Programmatic Management of Drug-resistant Tuberculosis in India, NTEP, CTD, MoHFW, GoI, 2021.
- TOR and Need Norms of NTEP Contractual Staff, CTD, NTEP, 2021.
Assessment
Question option1 option 2 option 3 option 4 answer explanation page id pretest post test Which of the following diagnostic facility is not supervised by the DR-TB HIV coordinator? All diagnosed cases are sent for NAAT/ First line LPA Sample transportation Maintain records and Ni-kshay data entry ICTC cases that are symptom screened 2 In all the activities other than sample transportation they are having a supervisory role. Role of the DR-TB HIV Coordinator in treatment centres
ContentAt the treatment centre, the District Drug-resistant TB (DR-TB) HIV coordinator coordinates the counselling, pre-treatment evaluation, treatment initiation and maintains records of the DR-TB patient.
As the patient arrives at the DR-TB centre, the DR-TB HIV coordinator facilitates counselling of the patient, consultation with the DR-TB medical officer, and referral for pre-treatment evaluation. He/ she arranges for fast-tracking of consultation/ investigations and ensure that treatment is initiated
The District DR TB HIV coordinator
- Coordinate to arrange treatment supporters, train and monitor them
- Coordinate with Peripheral Health Institute (PHI) for treatment continuation and follow-up
- Ensure that the follow-up visit of the patient at the treatment centre is happening on time
- Ensure that PMDT treatment books are updated and the data entry to Ni-kshay is accurate
- Coordinate with Nodal/ DDR-TB Centre to update patient information records/ treatment cards and Ni-kshay data
- Coordinate with Nodal/ DDR-TB Centre for patient referral and Adverse Drug Reaction (ADR) management
- Support updating the patient information template for referral of difficult-to-treat TB cases
Thus, the DR-TB HIV coordinator is responsible for treatment initiation, continuation and follow-up. They can develop a good rapport with the patient and family and function as an effective link between the DR-TB patient and the National TB Elimination Programme (NTEP), which will improve treatment adherence and completion.
DR TB HIV coordinator coordinate with the private provider in the treatment and follow up of DR TB patients diagnosed and wish to continue their treatment from private provider.
- He/ She ensures that the patient is initiated on DR TB treatment and the data entry is done in Ni-kshay.
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They coordinate with the private provider for regular follow up and treatment adherence of patient as well.
The DR TB HIV coordinator coordinates with the staff of peripheral health institution
- To locate the newly diagnosed DR TB patient and information disclosure
- To mobilise the patient for treatment initiation
- To ensure public health actions, contact tracing , TB screening and TPT initiation for eligible cases
- Coordinate with the pharmacist of PHI for timely delivery of the DR TB drugs to the patient
- Ensure and monitor PMDT data completion at Ni- kshay at PHI/ T
- Ensure that PMDT treatment books are updated at PHI level
- Coordinate with NTEP staff of PHI for regular follow up of the patient
Resources
- Guidelines for Programmatic Management of Drug-resistant TB in India, CTD, MoHFW, GoI, 2021.
- TOR and Need Norms of NTEP Contractual Staff , CTD, NTEP, 2021.
Assessment
Question Option 1 Option 2 Option 3 Option 4 Answer Explanation Page ID Pre-test Post-test Which of the following id true in relation to the role of DR TB coordinator in the treatment centre? Ensures treatment initiation Coordinates data management with NDR-TBC Ensures timely follow-up of the patient All the above 4 All statements are correct. Role of the DR-TB HIV Coordinator at the ART/ICTC centres
ContentThe DR-TB HIV coordinator supervises and coordinates the activities related to TB diagnosis and treatment at the ART centre and ICTC
Prepare and maintain a directory of ICTCs, ART Centres /LACs, Community Care Centers and NGOs working in National AIDS Control Programme (NACP) in the district and the collaborating NTEP centres
The DR-TB HIV Coordinator visits the ICTC quarterly to:
- Coordinate to check whether the patient referred from NTEP diagnostic facilities has reached ICTC for HIV testing
- Ensure that all the clients attending the ICTC are symptom screened for TB
- Ensure that all Presumptive TB cases are referred for TB diagnosis to TB Detection centers (TDCs).
- Inspect records and line list of presumptive TB referral for ICTC and ensure proper maintenance of records
During their monthly visits to the ART center, the DR-TB HIV coordinator does the following:
- Coordinates to check whether the patient referred from NTEP diagnostic facilities has reached the ART centre
- All the clients attending the ART centre are symptom screened for TB
- Ensure that the presumptive TB cases are referred for TB diagnosis
- Ensure a single window mechanism for TB diagnosis and TB treatment initiation in the ART centre
- To see whether the HIV TB line list and HIV TB registers are updated and the data is entered in Ni-kshay
- Ensure that the list of patients on Cotrimoxazole Preventive Therapy (CPT) is entered in Ni-kshay
- To ensure that Isoniazid Preventive Therapy (IPT) is started for all eligible People Living with HIV (PLHIV).
Any deficiencies or issues noted and brought to the notice of the officials of the visiting facility and also to the District TB Officer and District Nodal Officer under NACO for taking corrective actions.
Resources
- Integrated Training Module for HIV/TB Collaborative Activities, CTD & National AIDS Control Organisation, Ministry of Health and Family Welfare, GoI, 2015.
- TOR and Need Norms of NTEP Contractual Staff, CTD, NTEP, 2021.
Assessment
Question option 1 option2 option 3 option 4 correct answer Explanation page id pretest post-test Which of the following is not the role of DR-TB HIV coordinators in ART Centre? Supervisory visits monthly
ART initiation to PLHIV IPT therapy TB HIV data entry in Ni- kshay 2 They don't supervise ART initiation. YES YES - Coordinate to check whether the patient referred from NTEP diagnostic facilities has reached ICTC for HIV testing
TB-HIV joint review mechanisms
ContentNational TB Elimination Programme (NTEP) and National AIDS Control Programme (NACP) conduct regular review meetings on HIV TB collaborative activities at national and state levels.
At National levelNational level review meeting is held jointly by National AIDS Control Organisation (NACO) and Central TB Division (CTD) and representatives from CTD or NACO jointly review the HIV TB activities.
At State level
The joint review meetings are organised organised in close coordination by State AIDS Prevention and Control Societies (SACS) and State TB Centre (STC).
Joint Review at field level - To strengthen the implementation of collaborative activities at all levels joint field visits are undertaken by:
- National team (NACO & CTD) - To at least one state per quarter
- State teams (SACS & STC) - Visit at least one district every quarter
External Programme Review like Joint Monitoring Mission will have TB-HIV as one of the thematic areas.
TB-HIV activities are reviewed during Central Internal Evaluation (CIE) and JSS (Joint Supportive Supervision). The team usually consists of representatives from NACO & CTD. Similarly TB-HIV activities are reviewed at State Internal Evaluation (SIE) also.
Other Forums for Review Of HIV/TB activities
- National TB HIV Coordination Committee (NTCC)/ National Technical Working Group (NTWG) on TB HIV collaborative activities consist of representatives from both the programme at the national level and jointly review HIV TB collaborative activities quarterly.
- State TB-HIV Co-ordination Committee (SCC)/ State Technical Working Group (SWG) consist of representatives from both the programme at the state level and jointly review HIV TB collaborative activities quarterly.
- District Coordination Committees (DCC) review activities at the district level. State HIV/TB coordinator or other officers from STC and SACS can attend these meetings to improve the coordination with the districts.
- Monthly HIV/TB coordination meetings of NTEP staff are routinely conducted at the district level. During these meetings, one session should be dedicated to reviewing of HIV/TB activities and all key NACP will attend the session.
Resources
Assessment
Question option 1 option 2 option 3 option 4 correct answer explanation page id pretest post-test Which of the following is false for the joint review of HIV TB activities? Occurs at the national level and state level No review of activities at the district level Field visits are part of monitoring Both internal review and external review of the programme happens 2 Review activities at the district level happen in the district coordination committee and monthly review meetings. Performance Indicators and Targets for TB-HIV Collaborative Activities
ContentPerformance indicators for TB HIV collaborative activities can be grouped under four headings.
- Indicators for state and district level coordination
- Indicators for Intensified case finding
- Indicators for Isoniazid Preventive Treatment (IPT)
- Indicators for HIV testing of TB patients and HIV care, support and treatment
Indicators for State and District Level Coordination
Indicator Source of Data Proportion of TB HIV State Coordination Committee (SCC)/ State Working Group (SWG) meetings held at the state level over the past four quarters TB-HIV collaborative activity (National TB Elimination Programme - NTEP) quarterly report Proportion of districts with at least two District Coordination Committee (DCC) meetings over the past four quarters TB-HIV collaborative activity district report (NTEP) Indicators for Intensified Case Finding (reported separately for Integrated Counselling and testing Centre (ICTC) and for Antiretroviral Therapy (ART) centres)
Indicator Source of Data 1. Proportion of ICTC/ART centre reporting on TB/HIV ICF National AIDS Control Programme (NACO) Strategic Information Management System (NACO SIMS)
2. Number of ICTC/ART clients referred to TB diagnostic facility as TB suspect 3. Number of cases who are diagnosed with TB out of the total referred cases 4. Percentage of diagnosed TB patients put on Anti-tuberculosis Drugs (ATT) 5. Number of ART clients referred to TB diagnostic facilities as presumptive TB cases 6. Number of referred presumptive TB cases (ART clients) who are diagnosed with TB 7.Number/percentage of diagnosed TB patients (referred from ART clinic) put on ATT Isoniazid Preventive Treatment (IPT)
Indicator Source of Data a. Number of ART clients NOT having symptoms suggestive of TB during the last visit NACO IPT Monthly Report
b. Number out of (a) assessed for eligibility for IPT c. Number out of (b) initiated on IPT HIV testing of TB patients and HIV care, support and treatment
Indicator Source of Data Number/ percentage of notified TB
patients with known HIV statusNi-kshay Number of notified TB patients found to
be HIV-positiveNi-kshay Number/ percentage of HIV-positive TB patients receiving CPT during TB treatment Ni-kshay Number/ percentage of HIV-positive TB patients receiving ART during TB treatment Ni-kshay Number/ percentage of presumptive TB cases with known HIV status (Monitored in high prevalence settings) NTEP Programme Management Report (PMR) Number/ percentage of presumptive TB cases found to be HIV positive (Monitored in high prevalence settings) NTEP PMR Resources
Assessment
Question Option 1 Option2 Option 3 Option 4 Answer Explanation Page id Pretest Post-test Which of the following is not an indicator for HIV-TB collaborative activity monitoring? The proportion of districts with at least one DCC meeting help in the past four quarters Number/ percentage of HIV-positive TB patients receiving CPT during TB treatment Percentage of diagnosed TB patients put on ATT Number/ percentage of HIV-positive TB patients receiving ART during TB treatment 1 It is the proportion of districts with at least two DCC meetings conducted. Quarterly report on TB-HIV Collaborative Activities
ContentThe quarterly report on HIV/TB collaborative activities helps to monitor and assess the performance of HIV-TB collaborative activities.
The report will give an insight to:
- TB and HIV coordinated activities at the district level and state level
- Steps taken to reduce the burden of TB in People Living with HIV (PLHIV) and early Anti-retroviral Therapy (centre)
- Measures to reduce the burden of HIV in people with presumptive and diagnosed TB
These reports are analysed locally at review meetings and sent to districts, state and national levels for further aggregation, analysis, dissemination and management of the programme.
The analysis will help to identify problems/ opportunities and take necessary actions on them.
HIV/TB activities are implemented with close coordination between two national programmes having different reporting systems.
HIV/TB recording and reporting involves staff of both programmes.
The following table shows the reporting responsibilities.
TB-HIV Recording and Reporting and Source of Data
HIV/TB coordination activities
Quarterly report on HIV/TB collaborative activities by State AIDS Prevention and Control Society (SACS) sent to National AIDS Control Organisation (NACO)
- Minutes of State Coordination Committee (SCC) centres meetings sent to centre and reported in the National TB Elimination Programme (NTEP) State Programme Management Report (PMR)
- Minutes of state TB/HIV working group meeting sent to the centre
- Minutes of District Coordination Committee meeting sent to State TB Cell and SACS and reported on NTEP District PMR
- Minutes of Monthly HIV/TB meeting sent to State TB Cell and SACS by district
Intensified TB case finding at ICTCs / Link ART Centre (LAC)
- Monthly line-list of Integrated Counselling and Treatment Centre (ICTC) referrals of presumptive TB cases and TB diagnostic outcomes jointly prepared by ICTC counsellor and Senior Treatment Supervisor (STS)
- Monthly ICTC TB-HIV Register
- Monthly ICTC TB-HIV Report
- Consolidated state Intensified TB Case Finding (ICF) at ICTC monthly report
Isoniazid (INH) preventive therapy NACO Isoniazid Preventive Therapy (IPT) monthly report Intensified TB case finding at ART centres/LAC Plus centre
· Monthly line-list of ART referrals of presumptive TB cases and TB diagnostic outcomes jointly prepared by ART centre staff nurse and Revised National TB Control Programme (RNTCP) STS
· Monthly ART centre TB-HIV report as a part of 4-page monthly report of ART centre
· TB/HIV register at ART centres jointly maintained by ART centre staff nurse and NTEP STS
· Consolidated state ICF at ART center monthly
HIV-testing of TB/ D- TB patients
Ni-kshay, PMDT quarterly reports based on case finding
reports
HIV-testing of presumptive TB cases RNTCP laboratory register, NTEP Quarterly Report (Programme management report Peripheral Health Institute (PHI), TB Unit (TU), District and state) Provision of CPT to HIV-infected TB patients
Ni-kshay
Provision of ART to HIV-infected TB patients
Ni-kshay
The reporting format of the quarterly report on HIV/TB collaborative activities can be found as Annex 6 in the Integrated Training Module for HIV/ TB collaborative activities, 2015.
Resources
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Integrated Training Module for HIV/TB Collaborative Activities, CTD, NACO, MoHFW, GoI, 2015.
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National Framework for Joint HIV/TB Collaborative Activities, CTD, NACO, MoHFW, GoI, 2013.
Assessment
QUESTION OPTION 1 OPTION 2 OPTION 3 OPTION 4 ANSWER Explanation page id pre-test post-test Which of the following is not included in the quarterly HIV-TB collaborative report? Details of the meeting of DCC Information on the number of link ART centres
Information on CPT given to HIV TB cases Information of joint review meeting 2 It does not have information on the number of linked ART centres. Ni-kshay HIV Status Report
ContentNi-kshay HIV status report is available in the comorbidity reports (Figure 1) which are listed under summary reports (patient management) of Ni-kshay.
The reports are available at the TB Unit (TU), District and State levels.
The report gives a summary (Figure 2) of:
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Total notified cases
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Cases with known HIV status
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Total cases with TB HIV coinfection
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Antiretroviral Therapy (ART) coverage among TB HIV co-infected
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Cotrimoxazole Preventive Therapy (CPT) coverage among TB HIV co-infected
ImageFigure 1: Comorbidity Reports; Source: Ni-kshay Portal
ImageFigure 2: Summary of comorbidity report; Source: Ni-kshay Portal
The summary reports are auto-generated based on the patient information entered in Ni-kshay.
Those who have access to Ni-kshay can see the report at their level of operation.
The information from the report is used to:
-
Calculate the NTEP performance indicator 2 - Percentage of TB Notified Patients with Known HIV Status and indicators for HIV TB collaborative activity
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Analyse reports to address the gaps in performance at various levels.
Resources
Assessment
Question Option 1 Option2 Option3 Option4 Answer Explanation Page id Pre-test Post-test Which of the following is not a part of the Ni-kshay HIV status report? Cases with known HIV status Total cases with TB HIV coinfection TPT coverage among HIV patients IPT coverage among TB- HIV report 3 TPT coverage is not documented in the HIV status report -
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